Roger M. Smith, CFP®, CIMA®

Senior Vice President, Mowatt Financial Inc.
Wealth Advisor


Roger has been working within the financial services industry for 28 years providing financial planning based investment, insurance, retirement and asset management strategies for families, as well as businesses and their owners. He is a valuable resource for clients to leverage and strives to help them make informed and insightful decisions as their partner. He works with attorneys and accountants in delivering holistic financial planning solutions to avoid taxes and efficiently pass on assets to the next generation.



He is a graduate of the Tippie College of Business at the University of Iowa with a Bachelor of Business Administration degree in Finance. He earned the CERTIFIED FINANCIAL PLANNER™ designation in 1998, and the Certified Investment Management Analyst® designation in 2008. Roger holds his Series 7, 9, 10, 63 and 65 securities registrations and is also licensed by the State of Colorado for Life, Variable Contracts, Health, Disability, and Long Term Care Insurance. Community affiliations include Boys Hope Girls Hope, Boy Scouts Denver Area Council Sports Breakfast and Rocky Mountain Leukemia and Lymphoma Society. In addition, Roger is an active member of Hawks on the Rocks, a University of Iowa Alumni Association IOWA club.



AREAS OF EXPERIENCE
Investments

Retirement Planning

Estate Planning

Insurance

Real Estate